Financial & Regulatory Disclosures
Pershing has operated under the Basel II capital regime since 1 January 2008, and, as such, publishes a Pillar 3 report on an annual basis.
Pershing Holdings (UK) Limited Pillar 3
The 2008 Report was published on 31 March 2009 and is available in PDF format.
Pershing Securities International Limited Pillar 3
The 2008 Report was published on 30 June 2009 and is available in PDF format.
More information on regulatory filings by The Bank of New York Mellon Corporation can be found at: http://www.bnymellon.com/investorrelations/filings/index.html.