Global. Local. Pershing in Europe.

Institutional Solutions

• Operational Support
• Trading Services
• Flexible Technology
• Investment Solutions
• Service Excellence

Core Services

We endeavour to provide the support you require to manage the operational side of your business seamlessly. Below is an overview of our areas of expertise:

• Dividends - Collection and posting of cash dividend, coupon, and unit trust income
• Corporate Actions - Notification and processing of Corporate Actions

• Cheque Management - Incoming and outgoing cheque processing and management of multicurrency payment facilities
• Ledgers - End investor multicurrency payment processing

• CREST - Settlement processing of all CREST eligible securities
• International - Settlement processing of securities production from European, American, and Asia Pacific markets
• Derivatives - Settlement processing for Futures and Options
• Unit Trusts - Settlement processing for unit trusts

• Nominee Support Services - Safe-keeping and settlement of physical stock
• ESOS and Corporate Nominees - Settlement of employee option and share transactions

• Data Input - Cash sheet and journal processing and manual data input
• Data Management - Maintenance of client and instrument static data

• ISA and Fees - ISA administration and associated fee management
• Middle Office - Direct services to end investors
• Capital Gains Tax - Capital gains tax administration and schedules
• Valuations - Portfolio valuations

• Management Reporting - Exception reporting and trends analysis
• Client Reporting - Scorecards, Fails Reporting, and Tax Reporting
• Regulatory Reporting - Client Money, Inland Revenue, Financial Securities Authority (FSA)

• Stock Reconciliations - Management and verification of securities accounts held at securities depositories and agents
• Cash Reconciliations - Management and verification of cash accounts held at bank, agents, and securities depositories
• Stamp Duty - Verification, Collection, and payment of Stamp Duty

• Trade Capture - Institutional Production Development support and maintenance of facilitation accounts
• Trade Support - Dealing Desk support, trade booking, and middle office functions

• Trading Services - Execution services for foreign exchange, equities, and interest bearing products
• Unit Trust Dealing - Execution for unit trusts
• White Labelling - Execution services and settlement in client’s name